Hypothalamus and Limbic
System, Lecture 2
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Daniel Salzman |
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Center for Neurobiology and Behavior |
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[email protected] |
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212-543-6931 ext. 400 |
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Pages 972-1013 in PNS |
Emotion and reward
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Emotional experience, and the ability
to reflect upon our emotions, forms an integral part of our lives, guiding
our actions and enriching our sense of satisfaction. Rewards, both good and bad, play an
integral role in modulating emotions and motivated behavior. |
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As we shall see, emotions are mediated
by the limbic system, which includes the hypothalamus. The limbic system is a complex set of
interconnected brain areas that integrate information about sensory stimuli,
memories, and cognitive plans to produce emotional learning and emotional
experience. |
Lecture 2: Emotion and Reward in the Limbic System
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Review of old theories of emotion. |
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The hypothalamus and emotion: sham rage and stimulation of the
hypothalamus. |
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Overview of the purpose and anatomy of
the limbic system. |
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The amygdala and emotion. |
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Kluver-Bucy syndrome and amygdala
lesions link the amygdala to emotional processing in monkeys. |
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Human neuroimaging and lesion studies
have confirmed the role of the amygdala. |
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Fear conditioning and the study of
aversive emotional systems in animals and humans. |
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The amygdala may also modulate
emotional memory storage elsewhere in the brain. |
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Reward systems in the brain. |
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Self-stimulation identifies reward
circuits. |
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Physiology of reward circuits: reward encoding neurons provide a “learning
signal”. |
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Drugs of abuse act on reward circuits. |
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Darwin and emotion
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In 1872, Darwin wrote The Expression of
Emotions in Man and Animals. |
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This seminal work made apparent the
absolute relevance of studying emotion in animal models. |
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It also laid out the idea that
autonomic responses are an intrinsic part of the emotional experience. |
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The peripheral, skeletomotor, and
autonomic aspects of emotion serve important functions in communication with
others and in preparation for behavioral responses. |
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William James on emotion
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“What kind of emotion of fear would be
left if the feeling neither of quickened heartbeats nor of shallow breathing,
neither of trembling lips nor of weakened limbs, neither of goose-flesh nor
of visceral stirrings, were present, it is quite impossible for me to think…I
say that for us emotion dissociated from all bodily feeling is
inconceivable.” |
Theories of emotion
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Theories of emotion have evolved over
the last 100+ years. In the late 19th
Century, William James and Carl Lange developed a theory of emotion that held
that: |
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Autonomic responses are reflex
reactions that occur quickly, commencing, and sometimes finishing, before
conscious perception of emotion occurs. |
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Emotional experience is the perception
that arises from the autonomic changes.
In other words, emotional experience follows and reflects autonomic
reactivity. |
Theories of Emotion (2)
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The James-Lange theory of emotion fails
to account for the fact that emotional feelings can extend well beyond the
time of autonomic arousal. |
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In the 1920s, Walter Cannon and Philip
Bard proposed an alternative theory.
They argued that visceral sensation can not account for emotion, and
that a central system for emotional experience that was separate from the
brain system for visceral sensation was required. |
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Cannon’s and Bard’s studies suggested
that two subcortical areas, the hypothalamus and the thalamus, play a key
role in mediating emotion. They
advocated that these structures could regulate peripheral aspects of emotion
(e.g. autonomic responses), as well as provide the cortex with appropriate
information for cognitive processing of emotion. |
Cannon-Bard theory of
emotion and sham rage
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Bard, a student of Cannon’s, made
serial transections, essentially disconnecting the cerebral cortex from outflow pathways in cats. When transection just included the
forebrain (a), a range of behaviors constitutive of rage was observed when a
cat was presented with innocuous stimuli. |
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These behaviors included: |
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Arching of the back |
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Extension of claws |
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Hissing |
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Spitting |
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Pupil dilation |
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Increased blood pressure, heart rate
and adrenal secretion |
Cannon-Bard theory of
emotion and sham rage (2)
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This rage was called “sham rage”
because animals retained emotional responses, but the responses lacked
aspects of emotional behavior that was normally observed during rage. Besides being elicited by innocuous stimuli,
sham rage subsided rapidly upon stimulus removal and was undirected; animals
even bit themselves. |
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When Bard performed progressive
transections (b and c), when the posterior hypothalamus was disconnected, no
coordinated rage response was observed. |
Two theories of emotion
Hypothalamus and emotion
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The sham rage experiments established
the hypothalamus as playing a prominent role in coordinating emotional
behavior. |
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Further studies by Stephen Ranson in
the 1930s and by Walter Hess in the 1940s extended these findings. These investigators placed electrodes in
the hypothalamus (Ranson in anaesthetized animals, and Hess in unanaesthetized
animals) and applied stimulation. Hess
found that stimulating different parts of the hypothalamus produced
characteristic reactions that appeared to correspond to specific emotional
states. For example, stimulation of
the lateral hypothalamus caused autonomic and somatic responses consistent
with anger: increased blood pressure,
raising of the body hair, pupillary constriction, etc. |
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These studies lead to the view that the
hypothalamus can facilitate the coordination of peripheral emotional
responses, a view that is supported by some lesion studies showing distinct
emotional changes dependent upon the location of a hypothalamic lesion. |
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What triggers the
hypothalamus (and other brain areas) to modulate emotional behavior?
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The control of emotional behavior
requires that: |
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Emotionally significant stimuli be
recognized so as to trigger specific emotional responses, presumably through
the hypothalamus and other subcortical pathways. |
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Reward information (positive and
negative) must in turn be transferred from the peripheral receptors that
sense reward to cortical and sub-cortical structures that use this
information to guide emotional learning about stimuli, to remember these
stimuli, and to motivate behavior and emotional responses. |
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The limbic system is thought to carry
out these functions and is comprised of a number of interconnected cortical
and subcortical areas. |
Limbic system anatomy
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In 1937, Papez proposed that the part
of the cortex dedicated to processing emotion is the limbic lobe, as defined
by Broca. The limbic lobe comprises a
ring of “primitive” cortex around the brainstem, including the cingulate
cortex, the parahippocampal gyrus, and the hippocampal formation. |
Limbic system anatomy
(cont.)
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The neural circuit for emotion has
since been extended by Paul MacLean and others. It now encompasses additional
interconnected brain areas. |
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The amygdala is now recognized as a key
coordinator, linking cortical processing to the hypothalamus and other
subcortical brain structures important for emotional behavior. |
The amygdala is a key
coordinator of emotional behavior
The amygdala and
Kluver-Bucy syndrome
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The first good evidence linking the
amygdala and related temporal lobe structures to emotion was obtained in 1939
by Heinrich Kluver and Paul Bucy. They
removed the temporal lobes, including the amygdala and hippocampus,
bilaterally in monkeys. They observed
a dramatic change in emotional behavior: |
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Monkeys became tame, fearless, and had
“blunted” emotions |
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Increased oral activity, including
placing inedible objects in their mouth. |
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They exhibited increased sexual
behavior, mounting inappropriate objects. |
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Subsequent studies that made more
precise lesions indicate that the amygdala was a key structure mediating the
emotional effects. |
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Amygdala lesions and monkey
emotional behavior
The amygdala in humans has
been linked to emotional processing
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Microstimulation of the amygdala
produces feelings of fear and apprehension. |
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Isolated lesions of the amygdala, found
in a rare disorder (Urbach-Wiethe disease) that leaves calcifications
specifically in the amygdala bilaterally, impair patients from learning how
to discern emotions in facial expressions.
The disease does not affect the ability to discriminate fine
differences in faces, nor the ability to recognize faces. |
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The amygdala in humans has
been linked to emotional processing (2)
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Imaging studies have revealed that the
amygdala is activated differentially by emotional facial expressions. |
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Other functional imaging studies have
shown the amygdala to respond to emotionally arousing stimuli. |
Fear conditioning is a tool
for investigating neural substrates of emotion.
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Fear conditioning is a process in which
a neutral stimulus (conditioned stimulus, CS) is paired with an aversive
stimulus (unconditioned stimulus, US), so that the CS comes to predict an
aversive outcome, eliciting fear behaviors even in the absence of the US. |
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Fear conditioning can be found in a
large range of animals, from rodents to rabbits to humans. |
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As early as the 1920s, fear
conditioning was demonstrated in infants.
A white rat presented to an infant does not innately elicit fear, but
pairing the rat with an aversive noise, produces crying and attempts to crawl
away, even when the rat was presented without the noise. |
Classic Experiments from
Watson and Rayner demonstrating fear conditioning in an infant
Fear conditioning in humans
modulates skin conductance responses
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Skin conductance response (SCR) is a
quantitative psychophysiological measure that has been correlated with
emotional arousal. It is essentially,
a measure of how sweaty your palms are, and it is more commonly known as the
lie detector test. |
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Patients with distinct lesions in the
amygdala and/or the hippocampus have specific deficits in conditioning skin
conductance responses. |
Fear conditioning in
rodents.
The amygdala has
appropriate anatomical connections for mediating fear conditioning
Amygdala stimulation
produces emotional behaviors through subcortical pathways
Numerous lines of evidence
implicate the lateral nucleus of the amygdala in fear conditioning
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Damage to the lateral nucleus prevents
acquisition and expression of fear responses to auditory CSs. |
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Neural responses to auditory CS and
nocioceptive US are found on the same single neurons in rat lateral nucleus. |
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CS auditory responses are enhanced by
conditioning in which the CS is paired with a US. |
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The amygdala may also
modulate emotional memories stored elsewhere
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Memories of emotionally arousing events
are more poignant than unemotional events.
What mechanisms underlie this adaptive phenomenon? |
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Emotionally arousing events activate
the sympathetic nervous system and the HPA axis, resulting in the release of
epinephrine and glucocorticoids. |
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In addition to mediating aspects of the
“flight-or-fight” response, these hormones have now been shown to improve
emotional memory, and that the amygdala is critical for this process. |
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Lesions of the amygdala block this
memory-enhancing neuromodulatory function of many drugs and hormones. |
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Infusion of drugs selectively into the
basolateral complex may enhance memory storage, whereas infusions into the
central nucleus do not. The
basolateral nucleus is reciprocally connected with the hippocampus and the
neocortex, both implicated in memory processes. |
A schematic model for how
hormonal systems can modulate memory storage via the amygdala
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Emotionally arousing events activate
the sympathetic nervous system and the HPA axis, resulting in the release of
epinephrine and glucocorticoids, which have been shown to enhance emotional
memory. |
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Lesions of the amygdala block this
memory-enhancing neuromodulatory function of many drugs and hormones. |
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Infusion of drugs selectively into the
basolateral complex appears to enhance memory storage, whereas infusions into
the central nucleus do not. The
basolateral nucleus is reciprocally connected with the hippocampus and the
neocortex, both implicated in memory processes. |
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Emotional behavior and
positive reward
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Emotional behavior occurs in response
to positive rewards as well as negative rewards. Positive rewards can modulate the autonomic
nervous system and behavior. Positive
reinforcement, as all of you will learn during clinical training (?!), is a
far more effective reinforcer than fear and negative rewards. |
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How are positive reward signals
encoded? How do they influence
behavior? |
Electrical self-stimulation
and reward
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In 1954, James Olds and Peter Milner
found that brain stimulation to parts of the hypothalamus and related
structures can act as a reinforcer.
This stimulation worked independent of drive state (e.g. hunger), and
has been replicated in many brain structures. |
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A key finding in these studies is that
brain stimulation activates neurons in the ventral tegmental area. These are midbrain dopamine neurons that
form most of the mesolimbic and mesocortical projections involved in
reward. Stimulating these neurons
leads to dopamine release. Rats will
often choose self-stimulation over food and sex. |
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Neurophysiological
recordings from ventral tegmental neurons
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Wolfram Schultz and colleagues have
characterized the physiological properties of midbrain dopamine neurons in
behaving monkeys. |
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They recorded from VTA neurons while
monkeys performed tasks in which rewards could be learned to be
expected. In these tasks, visual
stimuli predicted rewards, but the animal did not know the association
between stimulus and reward at the beginning of the experiment. |
VTA neurons provide a
learning signal
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The results from Schultz’s experiments
show that VTA neurons provide a learning signal that reflects reward
expectation. From a computational
viewpoint, the cells’ firing rate is modulated when the reward received differs
from the reward predicted. |
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This learning signal can be used by
other brain areas to guide behavior and to modulate emotional responses to
reward-predicting stimuli. |
Drugs of abuse increase
dopamine release in the brain
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Cocaine and amphetamines increase
dopamine release in the brain, especially in the shell of the nucleus
accumbens. The nucleus accumbens shell
receives dopaminergic input from midbrain dopamine neurons, and it projects
to the hypothalamus and limbic structures mediating emotional responses. Both drugs appear to work by blocking the
dopamine transporter responsible for dopamine reuptake, thus leaving dopamine
present in the synapse. |
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Nicotine also enhances dopamine
release, by acting on presynaptic cholinergic receptors. |
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Nicotine and cocaine
modulate self-stimulation behavior
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In a self-stimulation experiment, rats
were permitted to apply microstimulation to themselves at will. The rate at which they applied
microstimulation depended upon the stimulation frequency. |
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Strikingly, both cocaine and nicotine
increase behavioral response rate for a given stimulation frequency compared
to baseline. Thus, cocaine and
nicotine appear to enhance the pleasure produced by self-stimulation. |
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Brain reward circuitry and
self-stimulation
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The medial forebrain bundle, a group of
decending myelinated fibers innervating the ventral tegmental area, is
perhaps the most effective site for stimulation.
This stimulation activates the VTA indirectly. |
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Different drugs can intervene at
different levels of this brain-reward circuitry. |
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Summary of Emotion and
Reward in the Limbic System
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We reviewed old theories of emotion,
the basic purpose of the limbic system, and the basic anatomy of the limbic
system. |
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The hypothalamus plays an important
role in generating emotional behaviors…but |
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The amygdala has been implicated in
playing a prominent role in integrating information and coordinating
emotional behaviors in response to sensory stimuli, events, and
memories. These findings were
demonstrated in: |
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Fear conditioning studies in rodents |
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Monkey studies (Kluver-Bucy) |
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Human neuroimaging and lesion studies |
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Studies of memory modulation by
hormones in lower animals. |
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Reward processing occurs in distinct
brain circuits. |
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Stimulation of these circuits can
provide powerful reinforcement signals. |
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Dopaminergic neurons in the ventral
tegmental area provide a learning signal that reflects a computation
comparing the reward received to the reward expected. |
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Drugs of abuse act on reward circuits. |
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Psychiatric disorders such as
depression, anxiety disorders, and addiction, all involve limbic system
neural circuitry. |