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Introduction to Earth Sciences I


5.6 Dynamical Systems


What we have been studying is a class of system known as a dynamical system. There are a variety of interesting tools we can use to study these systems. We have already seen an example in the forced, damped pendulum. Let's try to analyze the pendulum system to see if we can learn a little more about it.

Our previous description of pendulum motion showed two representations



Figure 5.6.1


For a frictionless (undamped) pendulum in a vacuum the motion in phase space is a circle. This is a more compact representation in which speed and position are plotted on orthogonal axes and the motion is tracked in time as position in this new space. Pendulums whose swing begins at a greater distance has a large diameter circle.



Figure 5.6.2


In time series these look like



Figure 5.6.3


A forced, damped pendulum for which the forcing just matches the damping the orbit in phase space will be approximately circular like a frictionless pendulum in a vacuum.

If we gradually change the forcing (the parent slowly gets out of sync with the child in the swing) the orbit in phase space will distort.



Figure 5.6.4


However, all other factors being equal, the orbit in phase space will perfectly repeat, at least for awhile.

Now, as the synchronization decreases the orbits are no longer predictable because the motion is no longer predictable, just as we saw in the time series.



Figure 5.6.5


What is shown is the very typical structure of the phase space of a chaotic process.

Note that the phase space representation does not appear entirely chaotic - there are two regions about which the orbits tend to oscillate. These are known as attractors. Simple, deterministic, processes exhibit simple forms while chaotic processes tend to have more complex patterns and the attractors are called "strange" attractors. What they are telling us is that inside, embedded within the unpredictable nature of the chaotic phenomenon, there is indeed a uniform component.

Strange attractors were first recognized by Edward Lorentz in 1961 in an attempt to understand why he was unable to predict climate. He greatly simplified the very complex differential equations that describe heat exchange and flow of gasses in the atmosphere into three linear equations, coded them into a computer and simulated a changing climate by letting the model run awhile. This was really the first computer simulation of climate - a field that is now huge and is the standard way that forecasts are made both for local weather and the climate. What Lorenz found when he did these runs was an extreme sensitivity to where he started the run - a sunny day in July or a dull day in September.



Figure 5.6.6

He found a major divergence in the model runs suggesting an extreme sensitivity to initial conditions. It was the first time a chaotic system had been observed.

How does this thinking apply to understanding the Earth and particularly issues of predictability of Earth systems? Remember how the time series of the Earth's temperature history that derived from ice cores appeared.


Figure 5.6.7


It looks oscillatory; flip-flopping back and forth between one state and another. Something looks sort of systematic in there but its hard to quite get it out of an examination of the record alone. Scientists often gain insight into the very complex systems by calling on very simple systems as crude analogies. No-one tries to suggest that they are exact representations of the world but we hope that they might capture some of the essential ingredients of the earth's behavior. The Web site http://www.apmaths.uwo.ca/~bfraser/version1/index.html has a number of interesting examples. One is the double well oscillator that is a crude way of showing how a simple system driven externally by rhythmic forcing (like the child on the swing) can exhibit very complex behavior. In this case, the two "wells" are actually magnets and what we see is an unpredictable swinging back and forth between two stable states. These could be something like the the two major climate states - glacial and inter-glacial. We tend to find that the earth has been in one of these sites or the other and that there isn't a real in-between state. This is called bi-stable. It is quite common. Remember that the Earth's magnetic field is either north pointing or south pointing; never in between (for any length of time). The same is true of short-term climate. We have an El Nino or a La Nina, the warm and cold phases of ENSO - the El Nino Southern Oscillation. There is a neutral state so maybe we should say it is tri-stable. The proper term is meta-stable meaning that it has several stable states with unstable transitions between. As more and more of the past history of the Earth becomes available through data such as that from ice cores, we increasingly see evidence for meta-stable behavior of the Earth, particularly its climate and oceanographic systems.

Lorentz's water wheel found under Lorentz Equation at http://www.apmaths.uwo.ca/~bfraser/version1/chaos.html is another example of how unpredictable behavior can emerge from simple systems. In a way it is like the sandpile in that the driver stays the same - just an input of water into the buckets on the wheel, but the systems can move from regular to irregular for a very small change in the driver - a little more water into the buckets and chaos begins.

Both the sandpile and the water wheel may in a crude way simulate how earthquakes behave. We see that the size-magnitude relationship of earthquakes is the same form as the size of avalanches in the sandpile. We also know that the plate tectonic drivers of earthquakes are steady while earthquakes are the non-steady "response" to this steady forcing.

These very crude model systems - sandpiles, water wheels, double wells - with remarkably uniform drivers are able to display very complex behaviors, not unlike the behavior we see in many Earth systems. If they can be seen as teaching us about the underlying nature of Earth systems what they say is that our ability to predict is inherently limited. It is not a matter of lack of understanding of the system that limits our ability to predict their future behavior, it is that we understand them to be non-linear in nature and hence display chaotic characteristics that will limit their predictability to relatively short durations.



Click on this link for slides from Brad Lyon's lecture: http://iri.columbia.edu/~blyon/class1.html

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